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          REPORT Nº 28/96                                                      
          CASE 11.297                                                      
          GUATEMALA                                                   
          October 16, 1996              
          I.         
          BACKGROUND            
          A.        
          The facts denounced in connection with the detention and death
          of Juan Hernández Lima            
          1.      
          According to the petitioners (Human Rights Office of the
          Archbishop of Guatemala and International Human Rights Law Group), Mr.
          Juan Hernández Lima, a farmer 38 years of age, was arrested by the
          Police in Guatemala City on April 26, 1993, along with four other
          people.  They were charged
          with "disorderly conduct" and brought before the Justice of
          the Peace for Criminal Misdemeanors.            
          2.      
          The five confessed to having created a "public scandal
          induced by liquor" and each was order to spend thirty (30) days
          in prison or pay a fine.  During
          the criminal proceedings, Mr. Hernández was not assisted by defense
          counsel.  The fine was set
          at 20 quetzales (approximately three dollars at that time), plus two
          quetzales daily to cancel the 30 days in prison.            
          3.      
          Three of those sentenced paid the fine and left prison, while
          Mr. Hernández and the other prisoner remained incarcerated because
          they were unable to pay the sum of money fixed as the fine.            
          4.      
          While confined in the Zone 8 Preventive Detention Center, Mr.
          Hernández died on May 2, 1993.  The apparent cause of death was a cerebral edema and an
          attack of cholera.  According
          to the petitioners, the medical treatment provided by the staff in
          charge of medical care at the detention center was inadequate. 
          The Director in charge authorized Mr. Hernández' transfer to a
          hospital, but the transfer never took place.            
          5.      
          Mr. Hernández' mother only learned of his detention on May 6,
          1993, from neighbors.  She
          was told of her son's death and burial when she appeared at the
          Preventive Detention Center.            
          B.        
          The facts alleged in connection with the judicial inquiry into
          the death of Juan Hernández Lima            
          6.      
          The petitioners reported that on May 2, 1993, the presiding
          Justice of the Peace for Criminal Misdemeanors instituted criminal
          proceedings in connection with the death of Juan Hernández Lima. 
          On May 5, 1993, the case was referred to the First Criminal
          Examining Court of First Instance (case 1346-93 of. 7).            
          7.      
          Gabriela de María Lima Morataya, the victim's mother, became a
          formal plaintiff in the case on July 9, 1993, petitioning the court
          for the following:  1)
          amplification of the report of the forensic physician to establish how
          Mr. Hernández Lima's cerebral edema was caused and whether weapons or
          blunt instruments had been used to inflict it; 2) whether medical
          treatment is available that can prevent death from cholera; 3) whether
          there was negligence or incompetence in the treatment Mr. Hernández
          received; 4) that the judge:  a)
          request a report from the Zone 18 Preventive Detention Center to
          ascertain the names of the Director of the Center and whether there is
          a file on the victim; b) establish the reasons why the victims'
          relatives were not informed of his death; c) ascertain who dispensed
          medical treatment to the victim, what treatment he received, and why
          he was not taken to a hospital facility.            
          8.      
          The petitioners allege that the criminal proceeding has not
          made any progress since that time.  None of the measures requested by Mrs. Lima as plaintiff have
          been carried out and she has never been permitted access to the case
          file.            
          II.       
          FILING WITH THE COMMISSION            
          9.      
          The Commission received a complaint on April 1, 1994, and
          additional information on April 15, 1994. 
          On June 2, 1994, the Commission began to process the case under
          number 11.297, and forwarded the pertinent parts of the complaint to
          the Government of Guatemala requesting additional information on the
          facts denounced and any other information that would enable the
          Commission to ascertain whether the remedies under domestic law had
          been exhausted in the instant case.            
          10.     The
          Government responded to the Commission's request on October 5, 1994. 
          For their part, the petitioners sent their reply to the
          Commission on February 10, 1995. 
          The pertinent parts of that information were sent to the
          Government on February 13, 1995.            
          11.     On
          March 27, 1995, the Government sent to the Commission its reply to the
          information most recently supplied by the petitioners in the case. 
          The Commission forwarded the pertinent parts of this
          communication on March 30, 1995, requesting that they make their
          observations on the Government's reply. 
          The Commission reiterated its request on October 6, 1995.            
          12.     On
          December 11, 1995, a communication from the petitioners was received
          at the Commission, requesting an extension of the deadline for
          responding to the Government's reply, explaining that they had had
          problems compiling the necessary information and proof because of the
          Guatemalan courts' refusal to supply the relevant information. 
          By letter dated December 14, 1995, the Commission granted a
          30-day extension.            
          13.     The
          Commission wrote to the Government of Guatemala on December 15, 1995,
          to request specific information on the domestic proceedings being
          conducted in connection with the death of Juan Hernández Lima, giving
          it 30 days in which to reply.  The
          Government never responded to this request for information.            
          14.     The
          petitioners in the case replied on December 18, 1995, and the
          pertinent parts of that communication were forwarded to the Government
          on December 20, 1995.            
          15.     On
          January 24, 1996, the Commission received a request from the
          Government, asking for an extension to reply to the instant case. 
          A 30-day extension was granted that same day. 
          The Government sent a communication to the Commission on
          February 27, 1996 in response to the communication of the petitioners
          of December 18, 1995.            
          III.      
          POSITION OF THE PARTIES            
          A.        
          The petitioners' position            
          16.     The
          petitioners allege that Mr. Juan Hernández Lima "died inside a
          Guatemalan jail, from a common illness (cholera) that could have been
          easily treated."  They added that "the treatment received by the prisoners
          and persons on trial was not befitting human dignity and caused his
          death."            
          17.     They
          note that the prison officials were negligent in their treatment of
          Mr. Hernández Lima; among the irregularities they cite is the fact
          that the staff of the detention center had provided too little
          rehydration remedy and failed to transfer their patient to a hospital
          facility, which would have been the appropriate course of action given
          the severity of his condition.            
          18.     They
          went on to add that:            
          ... in any event, both the prison authorities and those in
          charge of health care in the prison, are directly responsible for
          ensuring the physical safety of the inmates and respect for their
          human dignity.            
          19.     They
          also alluded to the victim's arbitrary arrest. 
          The petitioners allege that Mr. Hernández Lima's detention was
          in violation of the Guatemalan Constitution: 
          under Article 11, persons in possession of their identification
          papers may not be arrested for misdemeanors or minor infractions. 
          They contend that:            
          Juan Hernández Lima had his identification papers with him;
          hence, under the Constitution he could not be detained for a
          misdemeanor; his arrest was entirely arbitrary.            
          20.     The
          petitioners added that Mr. Hernández Lima was never given the benefit
          of defense counsel and his next-of-kin were not advised of his
          detention.  The
          petitioners also said that "because he did not have money, he was
          unable to pay the fine in lieu of imprisonment." 
          They allege that had Mr. Hernández had an opportunity to speak
          with his next-of-kin, he would have been able to get the money he
          needed to pay the fine rather than be incarcerated.            
          21.     In
          a communication dated February 10, 1995, the petitioners made
          reference to the proceedings instituted to investigate the death of
          Mr. Hernández Lima, stating that:            
          Since May 5, 1993, ... the proceedings are with the 
          First Criminal Examining Court of First Instance (case 1346-93
          of. 7), although absolutely no progress has been made in the
          proceedings, even though the mother of Juan Hernández Lima became a
          formal plaintiff in the case in July of 1993 and petitioned the court
          seeking numerous measures.            
          22.     The
          petitioners further allege that it is up to the Office of the Attorney
          General of the Republic to investigate the criminal acts and, as the
          Government reported, the Presidential Committee to Coordinate the
          Executive Branch's Policy on Human Rights (COPREDEH) requested that
          the Attorney General's Office intervene to conduct the appropriate
          investigations.  However,
          those investigations produced no results.            
          23.     Finally,
          the petitioners contend that grounds are present for an exception to
          the requirement of exhausting remedies under domestic law; under
          Article 46.2.c of the American Convention on Human Rights (hereinafter
          "the Convention") that requirement does not apply when
          "there has been unwarranted delay in rendering a final judgment
          under the aforementioned remedies." 
          To support their argument, the petitioners point out that:            
          Mr. Hernández Lima died exactly 21 months ago and thus far
          absolutely no progress has been made. 
          The most recent measure was on July 14, 1993; the delay in the
          administration of justice in the death of Juan Hernández Lima is
          unwarranted, .... hence, the petition filed should be admitted.            
          24.     In
          a communication dated December 18, 1995, the petitioners made
          reference to the Guatemalan Government's contention that the
          Commission could not be informed of the judicial measures and
          investigations taken in the criminal proceedings because "aliens
          shall not be privy to any investigatory measures." 
          The petitioners argue that this position is a violation of the
          obligations that Guatemala undertook under the American Convention and
          also note that:            
          It is perhaps because of the flagrant delay in the judicial
          proceedings and the inexcusable negligence in gathering evidence,
          among other things, that Guatemala is hiding behind this supposed
          confidentiality vis-a-vis the Inter-American Commission on Human
          Rights and the victim's mother.  In
          the process, it is violating its own Constitution and, worse still,
          the norms of the international law of human rights, which under
          Article 46 of Guatemala's Constitution, take precedence over domestic
          law.            
          25.     The
          petitioners repeated that, in their judgment, the exception allowed
          under Article 46 to the rule requiring exhaustion of internal remedies
          applies in the instant case.            
          B.        
          The Government's position            
          26.     In
          its communication of October 5, 1994, the Government noted that Juan
          Hernández Lima died on May 2, 1994 at the Zone 18 Preventive
          Detention Center in Guatemala, "from severe dehydration,
          abdominal pains and diarrhea." 
          The Government reported on the status of the investigation into
          the death of Mr. Hernández, stating that the presiding Justice of the
          Peace for Criminal Misdemeanors went to the Preventive Detention
          Center the very day that Mr. Hernández died to conduct the first
          inquiries and that with those first steps criminal proceedings were
          officially instituted to determine whether authorities were negligent
          in the death of Mr. Hernández and if so to order the appropriate
          punishment.            
          27.     The
          Government also reported that thereafter, the judicial proceedings
          were remitted to the presiding First Justice of the Peace for Criminal
          Misdemeanors and, on May 5, 1993, to the First Criminal Examining
          Court of First Instance, where it was classified as case 1346-93 of.
          7.  The Government added
          that the mother of Mr. Hernández Lima became a formal plaintiff in
          the criminal proceedings and that "no one has been charged in the
          death of Mr. Juan Hernández Lima."            
          28.     The
          Government further noted that COPREDEH had requested that the Office
          of the Attorney General intervene to conduct the pertinent
          investigations and bring those responsible to trial.            
          29.     As
          for the admissibility of the petition, the Government stated that
          since criminal proceedings are still in progress in Guatemala, 
          the Commission must declare the instant case inadmissible.            
          30.     In
          its observations of March 25, 1995, the Government alleged once again
          that the remedies of domestic law had not been exhausted and stated
          the following:            
          The Guatemalan State categorically rejects the points raised by
          the petitioner and reiterates its desire and political willingness to
          seek a prompt and appropriate solution to the instant case by means of
          a court ruling reached in accordance with the laws of the country.            
          31.     The
          Government also noted the following:            
          [The] Government of Guatemala cannot agree to report on the
          inquiries and measures conducted, because Article 314 of the Code of
          Criminal Procedure currently in force (Decree 51-92) stipulates that
          ".... aliens shall not be privy to any investigative
          measures..."            
          32.     In
          its response of February 27, 1996, the Government informed the
          Commission that the criminal case had not been transferred to the
          Public Ministry for investigation of the case as is required under the
          new Guatemalan Code of Criminal Procedure.  The Government explained that the Public Ministry had taken
          the necessary actions to obtain the transfer of the file and to
          reactivate the proceedings.            
          IV.      
          ADMISSIBILITY            
          33.     The
          Court has ruled that when domestic remedies are
          "ineffective", the exceptions to the requirement of recourse
          to domestic remedies applies.[1] 
          The Commission has established that the domestic remedies have
          been and are a completely ineffective recourse for protecting the
          fundamental rights that were compromised in the instant case. 
          A total of 33 months have passed since Mr. Hernández Lima died
          while in custody and the criminal proceedings have made no headway on
          the fundamental issue, even though the victim's mother requested a
          number of court measures.  The
          Government of Guatemala neither alleged nor proved otherwise.            
          34.     In
          connection with other cases, the Commission noted that "the State
          of Guatemala has demonstrated that it is unable or unwilling to carry
          out the inquiry and the due legal proceedings required in order to
          pursue those responsible for the illegal act..."[2]            
          35.     The
          Commission believes that in the instant case, the applicable provision
          is the one contained in Article 46.2.c of the American Convention,
          which allows exception to the rule requiring exhaustion of domestic
          remedies when "there has been unwarranted delay in rendering a
          final judgment under the aforementioned remedies." 
          The Commission finds no justification for the 33-month delay in
          the criminal proceedings, a period during which no judicial measures
          have been taken to further the investigation. 
          This delay has made it impossible to exhaust the domestic
          remedies, which justifies application of the exception provided for in
          Article 46.2.c.            
          36.     The
          petition meets the other requirements for admission and admissibility,
          as set forth in Articles 44, 46 and 47 of the American Convention and
          Articles 31 and 32 of the Commission's Regulations.            
          37.     The
          Commission further notes that in a communication dated December 18,
          1995, the petitioners stated that they discounted any possibility of
          arriving at a friendly settlement in the instant case. 
          Inasmuch as the petitioners have no intention of entering into
          a friendly settlement proceeding under Articles 48 and 49 of the
          American Convention, the Commission considers this stage to be
          exhausted.            
          V.        
          ANALYSIS            
          A.        
          Guatemala's failure to comply with its obligation to cooperate
          with the Commission            
          38.     It
          is the Commission's considered opinion that Guatemala has failed to
          honor its obligation to supply the information requested in the
          instant case.  In its
          communications to the Commission in connection with this case, the
          Guatemalan Government states that "it cannot agree to report on
          the investigations and/or measures taken, because Article 314 of the
          Code of Criminal Procedure currently in force (Decree 51-92)
          stipulates that '... aliens shall not be privy to investigatory
          measures...'"  Also,
          even in its most recent response of February 27, 1996, the Government
          did not provide information about the investigative proceedings
          carried out in the criminal processing of this case.  Nor did the Government respond to the specific questions the
          Commission presented to the Government in the Commission's
          communication of December 15, 1995 relating to the status of the case
          and the investigative proceedings carried out.            
          39.     The
          Commission categorically rejects the Government's contention that it
          cannot provide information on the grounds that domestic law does not
          allow the information to be disclosed. 
          First, the Commission considers that the provision of the
          Criminal Procedure Code which has been cited does not prevent the
          Government from providing the information to this body. 
          The Government, which would be responsible for supplying the
          information to the Commission, is not "alien" to the
          criminal proceeding which it carries out before its courts; nor is the
          Commission "alien" to the proceeding.            
          40.     Second,
          the Commission reminds the Government that it is a well-established
          principle of international law that international obligations
          undertaken by states may not be superseded by or made subject to
          domestic laws.[3] 
          Guatemala has undertaken a number of international obligations
          under the American Convention on Human Rights. 
          Among them is the one stipulated in Article 48.1 of the
          Convention:            
          When the Commission receives a petition or communication...
          (a)... it shall request information from the government of the state
          indicated as being responsible for the alleged violations ... This
          information shall be submitted within a reasonable period... e) The
          Commission may request the states concerned to furnish any pertinent
          information ...            
          The Convention, therefore, obliges states to furnish
          information requested by the Commission in the course of developing an
          individual case.            
          41.     The
          information requested by the Commission would enable it to make
          decisions on a case submitted to it for consideration. 
          A relevant example of the type of decisions in question is
          Article 8.1 of the Convention, concerning the need to ascertain
          whether a person was given a court hearing within a reasonable time,
          or Article 46.2.c. which requires that the Commission determine if
          there has been an unwarranted delay in rendering a final judgment 
          under domestic remedies.  Given
          the provisions of the American Convention, it would be illogical to
          contend that the "confidential phase" of a criminal
          proceeding may go on indefinitely, thereby making it impossible for
          the Commission to determine whether the period of time is reasonable
          or justified.            
          42.     The
          public authorities of a state--in any of the three branches of
          government--must interpret domestic law in a manner consistent with
          international obligations; otherwise, their actions or omissions as
          agents of the state could make the state internationally liable for
          violations of international laws. 
          However Guatemala's domestic laws are interpreted, it must
          comply with the obligation to furnish the Commission with information
          in connection with the individual case being processed. 
          Otherwise, the Guatemalan Government would be violating the
          Convention and prejudicing its own defense in the case.            
          43.     The
          Court has noted that the states' cooperation is a basic obligation in
          international proceedings under the inter-American system, to wit:            
          In contrast to domestic criminal law, in proceedings to
          determine human rights violations the State cannot rely on the defense
          that the complainant has failed to present evidence when it cannot be
          obtained without the State's cooperation.            
          The State controls the means to verify acts occurring within
          its territory.  Although
          the Commission has investigatory powers, it cannot exercise them
          within a State's jurisdiction unless it has the cooperation of that
          State.[4]            
          44.  In the present
          case, the Government has not answered regarding the denounced facts
          and has refused to provide information relating to the investigative
          proceedings carried out in the criminal process in Guatemala. 
          From the Court's holding, we must conclude that the Government
          of Guatemala cannot defend itself by refusing to provide the evidence
          needed for the Commission to do a proper analysis of the case. 
          Therefore, the Commission is of the view that Guatemala is
          refusing to produce additional information and to refute the facts as
          alleged by the petitioner.            
          45.     Given
          this situation, the Commission invokes the jurisprudence of the Court
          to the effect that "the silence of the accused or elusive or
          ambiguous answers on its part may be interpreted as an acknowledgment
          of the truth of the allegations, so long as the contrary is not
          indicated by the record or is not compelled as a matter of law."[5]            
          46.     The
          Commission's view is that the facts are not presumed to be true merely
          because the Guatemalan Government's answers in the instant case were
          ambiguous or elusive; instead, the facts as alleged must be analyzed
          in light of the criteria established here.[6] 
          The petitioners must, therefore, meet the admissibility
          requirements (which have already been met, based on the analysis
          already done) and the minimum elements of consistency, specificity and
          credibility in the version of the facts presented in order for those
          facts to be presumed as true.            
          47.     The
          Commission is of the opinion that with the information furnished, it
          can evaluate the petitioner's version of the facts, as prescribed in
          the American Convention and in the Commission's Regulations. 
          The petitioner presented a detailed and cogent account of the
          facts, backed up by the documents the petitioner was able to obtain. 
          For example, the Commission's case file contains the document
          ordering Mr. Hernández's incarceration and his death certificate.  When the Government furnished information in connection with
          the case, it neither refuted the facts alleged by the petitioners nor
          provided any information or evidence that would cast doubt on the
          credibility of those facts.            
          B.        
          Analysis of the violations of the victims' rights            
          a.        
          General observations            
          48.     Article
          1.1 of the American Convention on Human Rights states that "The
          States Parties to this Convention undertake to respect the rights and
          freedoms recognized herein and to ensure to all persons subject to
          their jurisdiction the free and full exercise of those rights and
          freedoms, without any discrimination for reasons of race, color, sex,
          language, religion, political or other opinion, national or social
          origin, economic status, birth, or any other social condition."            
          49.     The
          Commission has considered the jurisprudence of the Inter-American
          Court of Human Rights, which stated the following when referring to
          the duties of states like Guatemala that have ratified the American
          Convention on Human Rights:            
          Article 1(1) is essential in determining whether a violation of
          the human rights recognized by the Convention can be imputed to a
          State Party.  In effect,
          that article charges the States Parties with the fundamental duty to
          respect and guarantee the rights recognized in the Convention. 
          Any impairment of those rights which can be attributed under
          the rules of international law to the action or omission of any public
          authority constitutes an act imputable to the State, which assumes
          responsibility in the terms provided by the Convention.[7]            
          50.     Another
          obligation emanating from Article 1.1 of the Convention, apart from
          respect for the rights and freedoms recognized in the Convention, is
          the obligation to ensure the fundamental rights. 
          This means the duty to prevent and investigate violations of
          human rights, the duty to punish those responsible and the duty to
          compensate the victim and/or his or her next-of-kin for any actions or
          omissions by agents of the State that violate rights recognized in the
          Convention.[8]            
          b.        
          Violation of the right to personal liberty            
          51.     The
          right to personal liberty is recognized in Article 7 of the American
          Convention.  This article
          guarantees a basic human right, which is protection of the individual
          against arbitrary interference by the state in exercising his or her
          right to personal liberty.[9]            
          52.     Article
          7, paragraphs 1, 2 and 3 read as follows:            
          1.  Every person
          has the right to personal liberty and security.            
          2.      
          No one shall be deprived of his physical liberty except for the
          reasons and under the conditions established beforehand by the
          constitution of the State Party concerned or by a law established
          pursuant thereto.            
          3.      
          No one shall be subject to arbitrary arrest or imprisonment.            
          53.     As
          called for under Article 7 of the Convention, the Guatemalan
          Constitution establishes the conditions under which a person may be
          detained for offenses of the kind committed by Mr. Hernández in the
          instant case.  Article 11
          of the Guatemalan Constitution states the following:            
          Detention for misdemeanors or minor infractions. 
          Persons whose identity can be established on the basis of
          documentation, from the testimony of a person of good standing, or by
          the authorities themselves may not be held in custody.            
          In such cases, under penalty of punishment, the authority shall
          confine himself to reporting the facts to the competent judge and to
          advising the offending party to appear in court within the next
          forty-eight working hours.            
          54.     The
          petitioners allege that Mr. Hernández Lima had his identification
          document with him at the time of his detention. Nevertheless, he was
          arrested by police, in violation of the Guatemalan Constitution. 
          This fact alone is an express, blatant violation of the right
          to personal liberty recognized in the Convention. 
          Mr. Hernández Lima's arrest is an arbitrary arrest under the
          terms of the Convention.            
          55.     The
          Guatemalan Constitution also states the following:            
          Article 7.- Notification of cause. 
          Any individual must be notified ...of the cause for his or her
          arrest... Notification is to be made by the most rapid means possible
          and shall go to the individual whom the detainee designates. 
          The authority shall be responsible for seeing that notification
          is effectively made.            
          Article 19.c of the Constitution states that inmates "have
          a right to speak, when they so request, with their relatives, defense
          attorney, assistant, clergy or physician."            
          56.     According
          to the petitioners, Mr. Hernández Lima asked the authorities who had
          him in their custody to notify his mother. 
          The prison record shows Mrs. Lima's address. 
          However, she was never notified. 
          By the time she learned of her son's arrest and death, he had
          already been buried by the authorities of the detention center.            
          57.     It
          is also obvious that the Guatemalan authorities' failure to notify
          next-of-kin is also a violation of Article 7 of the Convention, since
          it is one of the requirements that the Guatemalan Constitution
          establishes in the event of an arrest.            
          c.        
          Violation of the right to life (Article 4) and the right to
          humane treatment (Article 5)            
          58.     Under
          articles 4 and 5 of the Convention, every person deprived of his
          freedom has the right to have the state guarantee the right to life
          and the right to humane treatment.  Consequently, inasmuch as it is responsible for detention
          facilities, the state is the guarantor of these rights of prisoners.[10] 
          The Court has also observed that under Article 1.1, the
          Guatemalan State "has a legal duty to take reasonable steps to
          prevent human rights violations."[11]            
          59.     As
          a special guarantee of the rights of detainees, the Guatemalan State
          must claim and adequately substantiate that it took the measures
          necessary to guarantee the life and health of Mr. Hernández Lima. 
          The State neither refuted the petitioners' allegations nor
          presented evidence demonstrating that it took reasonable measures to
          prevent Mr. Hernández' death.            
          60.     The
          Guatemalan State, therefore, violated by omission its duty to
          guarantee the health and life of Mr. Hernández Lima since the victim
          was in its custody and had no means to turn to his relatives and
          friends, to an attorney or to a private physician; the State,
          therefore, had complete control over his life and personal safety.            
          61.     The
          Commission believes that, with the means available to the petitioner,
          the latter has made a cogent, specific case for the fact that the
          Guatemalan State failed to guarantee Mr. Hernández Lima's life and
          personal safety.  More
          importantly, the Commission has established that the State has not
          demonstrated that it acted with the diligence required to protect the
          victim's life and health and, moreover, has refused to supply relevant
          information on the instant case.            
          d.        
          Violation of Article 8.2 of the American Convention            
          62.     Article
          8.2 of the Convention states that every person accused of a criminal
          offense is entitled to certain guarantees, among them the following:            
          e.      
          the inalienable right to be assisted by counsel provided by the
          state, paid or not as the domestic law provides, if the accused does
          not defend himself personally or engage his own counsel within the
          time period established by law.            
          63.     The
          classification of the behavior for which an individual is arrested,
          whether it be a violation of minor municipal ordinances, a minor
          infraction or a misdemeanor, is irrelevant for purposes of the
          guarantees established in the Convention. 
          Because the right to personal liberty is so very important in
          the context of the Convention, the Commission considers that the
          procedural guarantees for those persons deprived of their freedom for
          the commission of a crime, apply equally to persons detained for
          violations of minor municipal ordinances, petty crimes or
          misdemeanors.            
          64.     Mr.
          Hernández Lima was entitled to the guarantees recognized in Article
          8.2 of the Convention.  The
          offense for which he was tried is listed in the Penal Code; because
          under certain circumstances such offenses warrant incarceration, the
          offense can be likened to a crime.[12]            
          65.     In
          effect, as the petitioners allege and as the order of incarceration
          confirms, in the instant case Mr. Hernández Lima did not have the
          benefit of defense counsel.  The
          Guatemalan Government did not take issue with the petitioners'
          statements.  Consequently,
          the Commission considers that Guatemala violated the judicial
          guarantees recognized under Article 8.2 of the Convention.            
          e.        
          Violation of articles 8.1 and 25 of the American Convention            
          66.     Based
          on the jurisprudence of the Inter-American Court of Human Rights,
          under articles 1.1 and 25 of the American Convention the Guatemalan
          State "has a legal duty to take reasonable steps to prevent human
          rights violations and to use the means at its disposal to carry out a
          serious investigation of violations committed within its jurisdiction,
          to identify those responsible, to impose the appropriate punishment,
          and to ensure the victim adequate compensation."[13] 
          It is the duty of the Guatemalan State to undertake an
          investigation "in a serious manner and not as a mere formality
          preordained to be ineffective."[14] 
          The duty to investigate, therefore, is an obligation of means,
          requiring that states practice a reasonable degree of diligence in
          uncovering the facts.            
          67.     Article
          25 of the American Convention provides the following:            
          1.      
          Everyone has the right to simple and prompt recourse, or any
          other effective recourse, to a competent court or tribunal for
          protection against acts that violate his fundamental rights recognized
          by the constitution or laws of the state concerned or by this
          Convention...            
          2.      
          The States Parties undertake:            
          (a)     
          to ensure that any person claiming such remedy shall have his
          rights determined by the competent authority provided for by the legal
          system of the state.             
          68.     Article
          8.1 of the American Convention provides that:            
          Every person has the right to a hearing, with due guarantees
          and within a reasonable time, by a competent, independent, and
          impartial tribunal, previously established by law, in the
          substantiation of any accusation of a criminal nature made against him
          or for the determination of his rights and obligations of a civil,
          labor, fiscal, or any other nature.            
          69.     The
          obligation undertaken under Article 1.1 is a necessary corollary of
          every individual's right to recourse to a court of law for the
          protection of the law when he or she is a victim of a violation of any
          of his or her human rights.  If
          this were not the case, the right to effective recourse recognized in
          Article 25 would be absolutely devoid of content.[15] 
          
        70.     The
        Commission is of the view that the right to a recourse, recognized in
        Article 25 and interpreted in combination with the obligation under
        Article 1.1 and the provisions of Article 8.1, must be understood as the
        right of any individual to accede to a court of law when any of his or
        her rights has been violated--whether that right be recognized by the
        Convention, the Constitution or the domestic laws of the state--, to
        have an inquiry by a competent, impartial and independent tribunal to
        determine whether or not any violation has occurred and, when
        appropriate, to determine appropriate compensation.            
        71.     The
        victim, therefore, has the right to receive from the state a serious
        investigation, conducted with "the means at its disposal... to
        identify those responsible, to impose the appropriate
        punishment...."[16]            
        72.     The
        Convention requires that states offer effective remedies to victims of
        human rights violations.  The
        Commission understands that in the cases in which a violation of the
        right to life occur, the state's failure to provide effective remedies
        affects the next-of-kin of the deceased and transforms them into
        indirect "victims" with the right to judicial protection. 
        Defined in the broad sense, this means that they have the right
        to know the fate of their loved one and the right to compensation.            
        73.     In
        the instant case, Mrs. Lima became a formal plaintiff in the criminal
        proceedings in an effort to move the proceedings forward to have her
        son's death investigated and those responsible punished. 
        The Commission has previously held that, where the right to
        participate in criminal proceedings is granted to private individuals,
        the victim and/or his relatives enjoy "a fundamental civil right to
        go to the courts."[17] 
        Mrs. Lima has not received the protection of this right
        recognized in articles 1, 8 and 25 of the Convention inasmuch as no
        investigation was conducted and no trial was ever held. 
        As a result, Mrs. Lima has received no compensation and has been
        unable to learn the circumstances surrounding her son's death and where
        the responsibility lies.            
        74.     The
        private plaintiff, the mother of Juan Hernández Lima, has not been
        permitted access to information relating to the judicial inquiry into
        her son's death, although Article 314 of Guatemala's Code of Criminal
        Procedure allows any party to the proceedings to examine the case files. 
        She has thus been prevented from effectively exercising the right
        recognized in Article 8.1 of the Convention.            
        75.     International
        human rights law provides that to determine whether a judicial
        proceeding has been conducted "within a reasonable period", 
        in keeping with Article 8.1 of the Convention, the specific
        circumstances of the case in question must be examined with the
        following three criteria in mind:  1)
        the conduct of the victim, 2) the conduct of the court, and 3) the
        complexity of the case in question.[18] 
        These criteria also apply when determining whether a
        "rapid" recourse has been available, as required under Article
        25.1 of the Convention.            
        76.  As for the
        conduct of the victim, in the instant case Mrs. Lima became a formal
        plaintiff in the criminal inquiry into the death of her son on July 1,
        1993.  Mrs. Lima requested
        numerous measures obviously intended to gather information from the
        Guatemalan authorities, information to which she did not have access.            
        77.     As
        for the conduct of the court, even though Mrs. Lima requested numerous
        measures at the time she became a formal plaintiff, the petitioners
        allege that these measures were never taken and that in fact there was
        no activity by the court subsequent to that date. 
        The Government has not indicated that those measures were taken
        or that the court carried out any proceedings after July, 1993. 
        Instead, the Government has refused to provide information on
        this point.  However, from
        the Government's response of February 27, 1996, in which the Government
        indicates that the investigations in the case will be reactivated and
        that the case will be transferred to the Public Ministry, it becomes
        clear that the case was not being handled by the appropriate judicial
        organ according to the new Criminal Procedure Code and that the relevant
        proceedings have not been carried out.            
        78.     It
        is obvious to the Commission that the conduct of the judicial agents of
        the Government has been negligent. 
        A total of 33 months have gone by without any progress having
        been made.  For that reason,
        in the Commission's view, it need not evaluate the complexity of the
        case, since the complete inactivity over a 33-month period is sufficient
        to conclude that the period is not reasonable and that Mrs. Lima has not
        had the benefit of a rapid recourse.            
        79.     The
        Commission concludes that the judicial proceedings to determine Mrs.
        Lima's rights have not been conducted in accordance with articles 8 and
        25 of the Convention.            
        VI.      
        RESPONSE TO THE COMMISSION'S ARTICLE 50 REPORT            
        80.     Pursuant
        to Article 50 of the Convention, the Commission, during its 92º special
        session, approved Report 22/96 concerning the present case. 
        That report and the recommendations contained therein were
        transmitted to the Government of Guatemala by communication of May 31,
        1996 with a request that the Government inform the Commission of the
        measures which it had adopted to comply with the recommendations of the
        Commission and to remedy the situation examined within a period of 60
        days.  By note of August 6,
        1996, the Government of Guatemala responded to Report 22/96.            
        81.     The
        Commission is pleased to take notice of the Government's acceptance of
        the recommendation that the Government comply with the requirements of
        the Convention in the processing of cases before the Commission and the
        Government's assurance that it will cooperate in regard to requests made
        of it.  The Commission also
        notes the significant work currently being carried out by the Government
        of Guatemala towards the goal of advancing human rights as set forth in
        the Government's response.            
        82.     However,
        the Commission finds that the Government has not shown in its response
        to the Article 50 report that it has fully complied with the most
        important recommendations of the Commission in order to resolve the
        situation under examination.  The Commission notes that the Government's response makes
        clear that the Public Ministry is currently carrying out important
        investigative tasks in relation to the case. 
        However, as the Government recognizes, the investigations still
        have not been completed and the results have not been made known. 
        The Government has not yet named or prosecuted any person
        responsible for the violations and no person has been sanctioned.  Nor has compensation been provided.                            
        THE INTER-AMERICAN COMMISSION OF HUMAN RIGHTS,   CONCLUDES:            
        83.     Based
        on the considerations set forth in this report and taking into
        consideration the observations submitted by the Government of Guatemala
        in relation to Report 22/96, the Commission concludes the following:            
        a.      
        That the Guatemalan State is responsible for violation of the
        obligation to respect the right to personal liberty (Article 7,
        paragraphs 1, 2 and 3) and violation of the obligation to respect the
        judicial guarantees (Article 8.2) of Mr. Juan Hernández Lima, in
        accordance with Article 1.1 of the American Convention on Human Rights.            
        b.      
        That the Guatemalan State is responsible for violation by
        omission of its obligation to guarantee the right to life (Article 4)
        and the right to humane treatment (Article 5, paragraphs 1 and 2) of Mr.
        Juan Hernández Lima, in accordance with Article 1.1 of the American
        Convention on Human Rights.            
        c.      
        That the Guatemalan State is responsible for violation of the
        obligation to respect the judicial guarantees (Article 8.1) and to
        provide an effective recourse (Article 25) to Mrs. Gabriela de María
        Lima Morataya, mother of Mr. Juan Hernández Lima, in accordance with
        the generic obligation established in Article 1.1 of the American
        Convention on Human Rights.   RECOMMENDS:            
        84.     The
        Commission recommends to the State of Guatemala that it:            
        a.      
        Investigate the violation of the rights of Mr. Hernández Lima
        and his mother and punish all those responsible.            
        b.      
        Propose a rapid and effective procedure for the compensation of
        the damages suffered by Mr. Hernández Lima's next-of-kin as a result of
        the human rights violations identified in this report within the period
        established in the following paragraph, which procedure must fully and
        clearly satisfy the requirements for compensation of the inter-American
        system for the protection of human rights.            
        c.      
        Ensure the right to a defense and the exercise of the
        indispensable due process guarantees provided for in Article 8.2 of the
        Convention in misdemeanor and infraction cases which may result in the
        detention of the accused.            
        85.     To
        publish this report, pursuant to Article 48 of the Commission's
        Regulations and Article 51.3 of the Convention, because the Government
        of Guatemala did not adopt measures to correct the situation denounced
        within the time period. 
 [ Table of Contents | Previous | Next ]     
            [1] 
            Inter-American Court of Human Rights, Velásquez Rodríguez
            Case, Preliminary Objections, Judgment of June 26, 1987, paragraph
            93.     
            [2] 
            Annual Report of the Inter-American Commission on Human
            Rights, 1994, Report No. 25/94, Case 10.508, Guatemala, 22 September
            1994, pp. 52-53.     
            [4] 
            Inter-American Court of Human Rights, Velásquez Rodríguez
            Case, Judgment of July 29, 1988, paragraphs 135 and 136.     
            [6] 
            Annual Report of the Inter-American Commission on Human
            Rights 1995, Report No. 13/96, Case 10.948, El Salvador, March 1,
            1996, pars. 19-21; Annual Report of the Inter-American Commission on
            Human Rights, Report No. 5/96, Case 10.970, Perú, March 1, 1996, p.
            185-86.     
            [9] 
            See European Court of Human Rights, Brogan and Others v.
            United Kingdom, Judgment of November 29, 1988, Series A No.145-B,
            paragraph 58.       
            [10] 
            Inter-American Court of Human Rights, Neira Alegría and
            others, Judgment of January 19, 1995, paragraph 60.     
            [12] 
            See European Court of Human Rights, De Wilde, Ooms and Versyp
            vs. Belgium Case, Series A, No. 12.     
            [15] 
            The Inter-American Court has observed the following in this
            regard in the Preliminary Objections in the Velásquez Rodríguez
            case, Judgment of June 26, 1987, paragraph 91:            
            Under the Convention,
            States Parties have an obligation to provide effective judicial
            remedies to victims of human rights violations (Article 25),
            remedies that must be substantiated in accordance with the rules of
            due process of law (Article 8(1)), all in keeping with the general
            obligation of such States to guarantee the free and full exercise of
            the rights recognized by the Convention to all persons subject to
            their jurisdiction (Article 1).     
            [17] 
            Annual Report of the Inter-American Commission on Human
            Rights, 1992-1993, Report No. 28/92, Cases 10.147, 10.181, 10.240,
            10.262, 10.309 and 10.311, Argentina, 2 October 1992, par. 34; see
            also Annual Report of the Inter-American Commission on Human
            Rights, 1992-1993, Report No. 29/92, Cases 10.029, 10.036, 10.145,
            10.305, 10.372, 10.373, 10.374 and 10.375, Uruguay, 2 October 1992,
            par. 41. 
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