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CHAPTER IV THE RIGHT TO A FAIR TRIAL
The rights to a fair trial, to due process and to judicial
guarantees deserve special consideration because of the multiple
factors that come into play in their exercise and enforcement.
Transcribed below are the pertinent provisions of the American
Convention on Human Rights and of the new 1991 Constitution of the
Republic of Colombia that protect and defend these basic rights and
establish penalties for their violation:
A. LEGAL PROVISIONS IN
EFFECT IN RESPECT TO THE RIGHT TO A FAIR TRIAL
B. INTERNATIONAL HUMAN
RIGHTS LAW ON THE RIGHT TO A FAIR TRIAL
The norms that concern the right to a fair trial, as can be seen
from the above table, are covered in various articles of the American
Convention on Human Rights and the 1991 Constitution of Colombia.
The right to a fair trial is actively enforced when effective
punishment and a given
reparation are sought and obtained.
The right to an inquiry into one's claim when one is the victim
of a violation by another, i.e., the right to claim and demand justice,
implies that the individual responsible for the violation will be
somehow held accountable and that the one whose rights were violated or
who suffered some injury will be paid civil damages as compensation.
This right is fundamentally civil in nature and is premised on
the principle that anyone who inflicts harm is obliged to pay for it
and, conversely, the one who suffers the injury has the right to demand
satisfaction of his right.
The right to a fair trial also implies the right to demand fair
treatment when an individual is being investigated or accused of a
criminal offense, in which case the first guarantee of a fair trial is
the right to be presumed innocent and then to receive a fair trial, with
all the guarantees that enable the accused to continue to be held
innocent until his criminal guilt has been established through trial.
To avoid any confusion as to
the jurisdiction of international bodies, it is important to mention the
finding of the Inter-American Court of Human Rights in the Velasquez
Rodriguez case, dated July 29, 1988, to the effect that "the
international protection of human rights should not be confused with
criminal justice. States do
not appear before the Court as defendants in a criminal action.
The objective of international human rights law is not to punish
those individuals who are guilty of violations, but rather to protect
the victims and to provide for the reparation of damages resulting from
the acts of the States responsible." (paragraph 134).
To this must be added the Court's finding in paragraph 176 to the
effect that the State "is obligated to investigate every situation
involving a violation of the rights protected by the Convention.
If the State apparatus acts in such a way that the violation goes
unpunished and the victim's full enjoyment of such rights is not
restored as soon as possible, the State has failed to comply with its
duty to ensure the free and full exercise of those rights to the persons
within its jurisdiction. The
same is true when the State allows private persons or groups to act
freely and with impunity to the detriment of the rights recognized in
the Convention."
C. ORGANIZATION AND
OPERATION OF THE JUSTICE SYSTEM
The report prepared by the Inter-American Commission on Human
Rights in 1980 contained a careful study of the organization and
operation of the justice system in Colombia.
Since then, the text of Colombia's Constitution has changed, as
have its code of criminal procedure, its penal code, its military
justice system and others. At
present, the justice system in Colombia is divided among the following
jurisdictions: the regular
courts (Supreme Court 234 et seq. NC, District Courts, National Courts
(Public Order), judges and prosecutors); administrative jurisdiction
(Council of State 236 et seq, NC, and administrative tribunals);
constitutional jurisdiction (Constitutional Court 239 et seq, NC);
special jurisdictions (Military 221 NC, indigenous 246 NC, justices of
the peace 247 NC); disciplinary jurisdiction (Superior Council of the
Judiciary, 254 et seq NC).
The description, organization and functions of all these organs
of the justice system are discussed and explained in Chapter III,
section d) of this report, so that no further discussion is required in
this chapter.
D. THE
OFFICE OF THE ATTORNEY GENERAL AND THE PUBLIC DEFENDER'S OFFICE
While Title VIII of the Constitution concerns the Judicial
Branch, Title X, titled Organs of Control --which includes fiscal
control by the Office of the Comptroller General of the Republic-- also
includes articles on the functions of the Attorney General of the
Nation, described in Chapter 2. The
Attorney General heads the Public Prosecutor's Office and is elected by
the Senate to a four-year term, from a slate of candidates put together
by the President of the Republic, the Supreme Court and the Council of
State. The chief functions
that the Constitution assigns to the Attorney General of the Nation are
as follows:
To see that the Constitution, laws, court rulings and government
decrees are observed; to protect human rights and ensure their
observance, with the help of the public defender; to defend the
interests of society; to defend collective interests, especially the
environment; to see that government functions are performed diligently
and efficiently; to exercise oversight of the official conduct of those
in public office, including those elected by the public; to exercise
disciplinary authority; to prosecute the necessary investigations and
impose the sanctions required by law; to intervene in trials and with
judicial or administrative authorities, whenever necessary to defend
legal order, the public domain, or fundamental rights and guarantees; to
submit annual performance reports to Congress; to demand from public
officials and private citizens such information as deemed necessary.
The legal system for the protection of human rights in Colombia
includes an Office of the Attorney Delegate for the Defense of Human
Rights, which is part of the Public Prosecutor's Office; its
investigatory function is intended to defend those rights and
guarantees. The Attorney
Delegate monitors for the observance of human rights, investigates
reports of human rights violations and imposes disciplinary sanctions.
The Office of the Attorney Delegate for the Defense of Human
Rights has the following functions and authorities:
a) to mediate and
help find a solution to conflicts that arise as a result of violation of
Law 74 of 1968 (which approved the International Covenant of Economic,
Social and Cultural Rights and the International Covenant of Civil and
Political Rights) and other international agreements on this subject
that the Congress of the Republic has approved, among them:
the Convention against torture and other cruel and inhuman
punishment, adopted by the United Nations on December 10, 1984 and
approved through Law 70 of 1986; the American Convention on Human
Rights, ratified by Law 16 of 1972, and the Geneva Conventions, approved
by Law 5 of 1960;
b) disciplinary
action, one hearing only, for participating in acts that constitute
genocide, torture and enforced disappearance and related crimes
committed by members of the Ministry of National Defense, the Military
Forces, National Police, directors or personnel of security agencies
attached to or affiliated with those institutions and other staff and
employees in the performance of their functions;
c) to process with
the competent authorities the complaints made by national or
international organizations concerning human rights violations;
d) to promote and
disseminate the defense of human rights and to respond to the reports
that national or international organizations request concerning
violations of human rights and fundamental freedoms;
e) to process claims
demanding, by way of Colombian diplomatic authorities and on behalf of
Colombian nationals, that foreign governments honor their obligations
under international law, especially claims on behalf of individuals on
trial;
f) to see that human
rights are observed by the prisons, courts, police, and psychiatric
institutions, so that those being held in confinement are treated with
proper respect, are not subjected to cruel, degrading and inhuman
treatment, and receive timely legal, medical and hospital care.
If a violation is discovered, the attorney delegate is to file
the appropriate actions.
There is an administrative disciplinary procedure that is not
jurisdictional and that is conducted directly via the Office of the
Attorney General of the Nation, thanks to which certain crimes and human
rights violations have been clarified and some punishment, however
minimal, has been imposed against some of the authors of such
violations. The procedure
is as follows:
1. Any individual may file a
complaint against a public employer or public enterprise.
This complaint procedure is handled through one of the following
attorney-delegate offices: for administrative oversight; for judicial
oversight; for police oversight; for the military forces; for human
rights (in cases of enforced disappearances, torture, death and
genocide, but not for cases of summary execution).
Since 1990, complaints can also be filed with the Office of
Special Investigations, which prosecutes cases of unlawful enrichment,
serious human rights violations and such others as the Attorney General
may assign to it. The
Office of Special Investigations, however, does not impose the
disciplinary punishment; instead, it simply conducts the preliminary
investigation.
2. Once the complaint has
been filed, there are two alternatives:
a) based on the preliminary investigation, disciplinary
proceedings are instituted, or b) the case is filed.
3. If disciplinary
administrative proceedings are instituted, the first step is to present
the list of charges against the public official in question.
4. Next, the suspect
presents countercharges rebutting the charges.
5. Evidence is introduced (a
kind of probatory phase).
6. Decision:
a) not to impose punishment, or b) to impose disciplinary
punishment in the form of fines, suspensions of up to sixty days, or
dismissal. The decision
must be presented in the form of a resolution explaining the grounds for
the decision.
7. The decision can be
challenged, either in the form of a petition for reinstatement or as an
appeal, which would trigger a review of the decision and then a new
resolution either confirming the original decision or changing it.
It is important to note that this is not a confidential
procedure. Quite the
contrary, under a 1985 law, proceedings must be public.
However, the various attorneys delegate, especially the Office of
Special Investigations, have been keeping these proceedings
confidential, even though copies of the proceedings may be requested
whenever necessary.
A recent report released by the Office of the Attorney General of
the Nation in June 1993, almost two years after its first report, makes
a critical evaluation, as did the first report, of the conduct of State
agents where human rights violations are concerned.
Its finding is that the number of violations by state agents has
declined in the last year, while human rights violations by guerrilla
groups has continued to increase. The
report states that the incidence of human rights violations in which
State agents are involved points up the fact that State violence is at
least in part a reflection of the violence rampant in society; that
social violence is one of the main causes of the excesses committed by
State agents. He reports
that the public institutions that have committed human rights violations
during the period covered in the second report were as follows:
the National Police, the Military Forces, the Administrative
Security Department (DAS), and the Technical Corps of the Criminal
Investigations Police. The
Office of the Attorney General also points out that violations by the
Technical Corps of the Criminal Investigations Police are below previous
years since it is now under the Office of the Attorney General of the
Nation. The report also
states that the Prosecutor's Office handed down decisions in 55 cases in
which military personnel were involved; of these, 56% were for
acquittal, and 44% for conviction.
The Prosecutor's Office has also issued 1,000 indictments against
the National Police, which is the equivalent of 73% of all of the
indictments against the institution during 1992; its members have been
found guilty in 60% of the decisions handed down by the Attorney General
of the Nation.
The Attorney General's report also mentions some of the reasons
why members of the military forces commit serious human rights
violations: 1) a state of
mental confusion sets in, called the error theory, because agents
attached to "State security and defense agencies are trained to
pursue a collective enemy" and
tend to assume that some sort of "direct association exists, for
example, between unions or peasant interest groups and subversive
elements; when counter-guerrilla activities are undertaken, these
passive subjects are not identified as independent victims, but rather
as part of the enemy", with the result that the State agents
"violate the human rights of independent passive subjects because
they mistakenly identify them as either enemies or allies of the
enemies"; 2) they regard them as ideological enemies, which
prompted the Office of the Attorney General to recommend that
"there must, under no circumstances, be any ideological enemies;
instead only military enemies. The
only enemy is the one who uses arms to challenge the State.
Tacit or explicit sympathies do not make any individual or group
a military enemy"; and 3) military personnel, by virtue of being
trained for warfare, have a tendency to violate the right to life and
the right to personal integrity more than the right to freedom; they
tend not to use intimidating or dissuasive tactics but rather to opt to
eliminate whomever they perceive as enemy."
Moreover, the report finds that in most cases the authors of the
violations are subordinates or middle-level officers who are subject to
very little control, operating independently and not as a link in the
chain of command with a sense of obedience to higher authority; when
they take decisions on their own, human rights violations are the
result.[1]
The Public Defender
The provisions that concern the public defender appear in Title
X, Articles 281 et seq of the Constitution.
He/she is assigned the following functions:
to guide and instruct inhabitants of the national territory and
Colombian citizens living abroad, in the exercise and defense of their
rights vis-a-vis the competent authorities or private entities; to
disseminate human rights and to recommend policies for teaching human
rights; to invoke the right of habeas corpus and file petitions
for protection, without prejudice to the laws that assist the interested
parties; to organize and direct public defense in accordance with the
law; to file actions in matters related to its sphere of competence; to
present bills on matters within its competence; to submit reports to the
Congress on the performance of its functions, and the other functions
that the law determines.
The Office of the Public Defender is part of the Public
Prosecutor's Office; it is ultimately under the Attorney General of the
Nation and is essentially responsible for seeing to it that human rights
are promoted, exercised and disseminated.
The Public Defender's Office enjoys administrative and budgetary
autonomy.
Apart from the functions stipulated in the Constitution, the
Public Defender's Office has the following:
working with the Attorney General of the Nation to devise and
adopt the policies for promoting and disseminating human rights in the
country; to direct and coordinate the work of the various units that
together constitute the Public Defender's Office; to make
recommendations and observations to the authorities and private parties
in the event of a threat to or violation of human rights and to see that
they are promoted and exercised (the defender shall make those
recommendations public and report to the Congress on the response
received); to present an annual report to the Congress on its
activities, which shall include an account of the type and number of the
complaints received, the measures taken to correct them, specific
mention of derelict officials and the administrative and legislative
recommendations it deems necessary;
to assist the Attorney General in preparing reports on the human
rights situation in the country; to bring suit, challenge or defend
before the Constitutional Court and at the request of any person and
when appropriate, laws where constitutional rights are at stake; to
design the mechanisms needed to establish permanent communications and
share information with national and international governmental and
nongovernmental organizations that protect and defend human rights and
to conclude agreements with national and international educational and
research establishments to disseminate and promote human rights.
Regulated by Law 24 of 1992, the Public Defender's Office is
organized into four areas: dissemination,
processing of complaints, filing of legal remedies and public defense.
Attorneys delegates are being appointed for other areas such as
the rights of the elderly and regional defenders.
E. THE PETITION FOR TUTELA
The petition for tutela to which Article 86 of the
Constitution refers is a legal procedure that provides citizens a means
to take rapid action in the event of injustices or abuses committed
against rights upheld in the Constitution.
The petition for tutela has the following characteristics:
it can be filed either by the aggrieved party or by an
intermediary at the aggrieved party's request.
The public defender may participate by cooperating with the
aggrieved party. The action
can be filed at any time, including weekends, and with any judge or
court that has jurisdiction in the place where the events in question
occurred. The aggrieved
party need only describe the facts upon which the petition is based and
include his or her name and address. As there are no legal formalities,
the petition can be filed either verbally or in writing; if additional
information is needed, the judge is to request it of the petitioner
within three days following the filing of the action. The respondent also has three days in which to present
his/her defense before the judge, who must hand down a ruling within ten
days. Any appeal must be
filed within the next three days; the decision on the appeal must be
handed down within 20 days. Decisions
on such petitions are reviewed by the Constitutional Court at its
discretion.[2]
F. THE MAJOR PROBLEMS WITH
THE JUSTICE SYSTEM
There are any number of problems that affect the manner in which
the justice system performs the functions that the Constitution and the
laws assign to it. Impunity,
the military courts, violence against judges and attorneys, vigilantism:
these are but a few of those problems.
a. Impunity
One of the principal manifestations of the critical human rights
situation in Colombia is the weakness of its judicial system, as
evidenced by the high percentage of crime that goes unpunished.
According to the Ministry of Justice, approximately 20% of crimes
committed in Colombia are investigated by the authorities.
Of that 20%, barely 4% end in conviction.[3]
That being the case, the Colombians do not have sufficient
confidence in the ability of their judicial system to find a peaceful
solution to their daily problems.
The Government generally blames practical considerations such as
the lack of budgeted funds, inadequate training and insufficient
technical materials for investigators, delays in trials, a backlog of
cases, the low salaries paid to judges, corruption and violence targeted
at judges and vigilantism by citizens who prefer not to seek justice via
the courts and do not provide authorities with the cooperation they need
to conduct their investigations. Based
on this analysis, the government has taken a number of steps such as the
drastic increase in the salaries of judges and an increase in the
judiciary's budget, technical and budgetary support for the Office of
the Prosecutor General, systematization and administrative improvement
of the court system and legislative measures to reduce the backlog of
cases. The new Constitution
also introduced some reforms. For
example, it has given the judicial branch of government total
administrative autonomy and complete control over its budget and has
changed the investigative system to create the Office of the Prosecutor
General.
But there other factors, too, that adversely affect the justice
system, such as using the state of emergency legislation to amend the
judicial system and a system that allows the identity of the judges and
the witnesses to be kept secret when the cases are for crimes of
terrorism and drug-trafficking.
Other considerations such as the violence against judges and
attorneys, the presence of a state-of-siege justice system, vigilantism,
and certain features of the justice paradigm in Colombia, such as the
element of secrecy in many situations: these are all factors that have
to be taken into account if the problem of impunity is to be dealt with.
Some of these factors are discussed in the following sections.
b. The state of siege
legislation
One of the factors that altered the judiciary's ability to
administer justice under the previous constitution was that during
states of emergency, proceedings in cases involving drug-trafficking,
terrorism and political crimes were transferred to the special
jurisdiction of the public order courts.
With enactment of the new Constitution, and as a result of the
work of the Special Legislative Committee between July 15 and November
30, 1991, the Statute for the Defense of Democracy (Law 180, of 1988)
and the Statute for the Defense of Justice (1991) became permanent law
in Colombia. The Statute
for the Defense of Democracy classified certain behaviors as terrorist
crimes, and made the penalties much harsher.
The Statute of the Defense of Justice merged and restructured the
public order and specialized courts that heard cases involving
drug-trafficking and terrorism crimes separately.
The Legislative Committee's decision to retain the penalties in
crimes established under the state of siege decree in 1988 and its
decision to maintain separate judges to hear cases wherein the crimes
alleged are terrorism and drug-trafficking is contrary to the democratic
principles of the Constitution, especially Title II, concerning the
fundamental rights. If one
analyzes the Constitution rationally, there is no way to infer from it
that it allows the states-of-emergency system to be institutionalized
indefinitely. Article 214,
subparagraph 2 of the Constitution makes legislation that suspends
fundamental rights and freedoms unlawful. Nevertheless, some parts of the state-of-emergency
legislation deny important judicial guarantees.
An example was the declaration of internal disturbance decreed on
July 9, 1992. Invoking the
state of internal disturbance, Decree 1156 of 1992 was issued to the
effect that anyone accused of drug-trafficking or terrorism was
permitted to use habeas corpus only in the circumstances
stipulated in Chapter III.
Equally disturbing is the fact that Law 15 of 1992, enacted by
Congress to transform Decree 1156 of 1992 into permanent law, provides
that habeas corpus can only be used if an individual's legal and
constitutional guarantees are violated when he is taken into custody or
if he is held too long in custody.
And so, the Government has again curtailed the right of habeas
corpus, as it did back in 1988 and 1989 by means of decrees that,
insofar as habeas corpus was concerned, had become
unconstitutional once the 1991 Constitution took effect.
The American Convention on Human Rights prohibits any
infringement or restriction of basic guarantees, one of which is habeas
corpus. It would be
best if the Colombian Government would henceforth refrain from using
states of emergency to modify or limit guarantees, because such measures
affect the independence and the autonomy of the justice system.[4]
By the same token, if the Constitution limits what can be
legislated in states of emergency, all the more reason to conclude that
what can be legislated in normal times is also limited, given the fact
that such legislation is permanent.
The new Code of Criminal Procedure adds to the permanent body of
law certain practices that, in the state of emergency legislation, were
problematic for the human rights situation. |