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REPORT
Nº 1/95 CASE 11.006 PERU February 7, 1995
I. BACKGROUND
1. Context
At 10:00 p.m. on April 5, 1992, television stations in Peru
broadcast a recorded message from the President of the Republic,
Alberto Fujimori, wherein he announced to the public that he had
suspended the Constitution, had dissolved the Senate and the House of
Deputies and had taken over legislative powers.
He also declared that the Judiciary, the National Judiciary
Council and the Tribunal of Constitutional Guarantees were in recess.
As President Fujimori was addressing the Nation, hundreds of
soldiers and armored tanks were deployed throughout Lima to take over
the Congress Building, the Palace of Justice and the offices of
several unions and political parties.
The speakers of both houses of Congress, congressmen and
leaders of the opposition political parties were placed under house
arrest.
This was the setting for the events that prompted the petition
filed by former President Alan García Pérez, alleging violations of
rights protected by the American Convention on Human Rights in his own
case and in the case of his wife and children.
II. FILING
WITH THE COMMISSION
On April 15, 1992, the Inter-American Commission on Human
Rights received a petition that denounced that on April 5 of that
year, Army soldiers under the command of General Nicolás de Bari
Hermoza Ríos had forced their way into the home of former President
Alan García Pérez with "a superior order of arrest against
him". The
petitioners further denounced that in the assault on the home of the
former President, rights protected by the American Convention had been
violated. Not only were
Dr. Alan García Pérez' life and personal safety threatened, but his
wife and children were held incommunicado and under house arrest and a
considerable number of private family documents were removed.
On the very day it received the petition, the Inter-American
Commission on Human Rights instituted the processing of the case and
referred the pertinent parts of the petition to the Government of
Peru, asking that it provide additional information on the facts
denounced therein and any other information that would enable the
Commission to determine whether the remedies of domestic law had been
exhausted in the instant case.
By note dated April 18, 1992, the petitioners presented
additional information to expand upon the original facts denounced.
They stated that the wife of Dr. García Pérez had on several
occasions attempted to file a petition of habeas corpus on
behalf of the former president, but that Army soldiers surrounding the
Palace of Justice had denied her entry.
Citing Article 29 of the Commission's Regulations, the
petitioners asked that the Commission adopt precautionary measures to
protect the life and personal freedom of former President García Pérez.
On May 7, 1992, the petitioners supplied new information in
connection with the case being processed with the Commission.
In effect, they reported that via two ministerial decisions,
the Public Prosecutor had been requested to file two criminal
indictments against Dr. Alan García for the crime of illegal
possession of weapons. The
first of the actions was based on the alleged discovery of arms,
munitions and explosives at the offices of the Peruvian Aprista Party,
of which Alan García was Secretary General.
The second was based on the alleged discovery of firearms in
the home of the former president on the night of April 5, when his
residence was stormed by Army soldiers.
For its part, on May 11, 1992, the Government of Peru replied to
the Commission's request, stating that Dr. Alan García was, of his own
volition, in hiding and that his purpose was to create some scandal with
national and international organizations in the hope of obtaining
"some political-partisan advantage from the situation."
Via note of June 2, 1992, the petitioners reported to the
Commission that the Government of Colombia had granted Dr. Alan García
political asylum and that he had thus managed to leave the country and
to escape the political persecution of which he was allegedly the
victim.
On June 3, 1992, the Commission forwarded to the parties a
summary of the facts as alleged and of the situation of Dr. Alan García
Pérez, asking that they submit their observations concerning the
information reported.
The Government of Peru presented its observations on June 29,
1992. It stated that the
information described by the petitioners was a misrepresentation of the
facts since the objective of the Army soldiers had been to protect the
home of former President García.
In two successive presentations, in August and September 1992,
the petitioners denounced to the Commission that, through two
ministerial decisions, the President of the Republic had authorized the
public prosecutor to seek nullification of the Supreme Court decision in
the case of unlawful enrichment brought against former President García
Pérez and to institute another criminal action based on the facts that
had been dismissed previously because there did not exist a legal
typification of the crime. They
also asked the Commission to adopt, pursuant to its Regulations,
precautionary measures to protect the human rights of Dr. Alan García Pérez.
On October 2, 1992, concerned over the difficult situation that
Dr. García Pérez was experiencing, the Commission requested
precautionary measures wherein it asked the Government of Peru to
guarantee respect for the rights of due process in the proceedings
conducted against the former president.
On October 19 and 27, 1992, the Government of Peru presented its
observations concerning the precautionary measures that the Commission
had requested.
In a number of presentations in the period between December 1992
and October 1993, the petitioners supplied the Commission with
additional information to substantiate their claims that the Government
of Peru had committed human rights violations against former President
Alan García and his family.
For its part, in notes dated January 26, February 2, and March
17, 1993, the Government sent additional information to the Commission,
refuting the petitioners' arguments and requesting that the case be
declared inadmissible.
III. FACTS
DENOUNCED
Based on the information the petitioners supplied to the
Inter-American Commission on Human Rights, the facts denounced as
violations of rights protected by the Inter-American Convention would be
as follows:
A. Actions
taken by Army soldiers for the purpose of arresting Dr. Alan García
On the night of April 5, 1992, Army soldiers, under the command
of General Nicolás de Bari Hermoza Ríos, who was himself acting on
orders from the President of the Republic and the Commander-in-Chief of
the Armed Forces, surrounded the house of Dr. Alan García Pérez with
war tanks outfitted with cannons, small tanks and armored
troop-carriers. Some one
hundred heavily-armed soldiers surrounded the house and then demanded
the "surrender of Dr. Alan García Pérez who was under arrest on
orders from the Joint Command."
They then attacked the house of Dr. García Pérez with gunfire
and finally broke into the residence.
Inside were the former president, Deputy Jorge del Castillo Gálvez
and six members of the National Police who had been detailed to guard
the former president and his home.
The latter were beaten, disarmed and arrested.
Although Dr. García Pérez managed to escape, Deputy del
Castillo Gálvez was severely beaten by the soldiers.
They put a hood over his head and took him away under arrest.
Also in the house at the time the soldiers burst in were the
former president's four children, all of whom are minors, and the
household staff. They were
told to remain in their rooms and were not allowed to leave.
At the time of these events, the wife of Dr. Alan Pérez was
abroad. When she returned
to Lima the military who had remained at her house tried to prevent her
from entering. However,
with help of the Ambassador of Venezuela, she was finally able to get
into her house. Once there,
she found that it was occupied by soldiers and that her children were
confined to their rooms and denied their freedom.
For the next four days, Mrs. García and her children remained
under house arrest. Once
the soldiers had left, she was not given back the police protection to
which all former presidents are entitled and was thus left utterly
unprotected.
In the search they conducted, Army soldiers had unlawfully seized
private documents belonging to the García family, such as
identification papers, passports, property deeds, tax declarations,
correspondence and all of the original documents from Dr. Alan García's
legal defense in his trial on charges of unlawful enrichment.
Moreover, although it did not have the proper legal warrant, the
Army also searched the offices of the Institute of the External Debt,
which was headed by Alan García, and did material damage and removed
working papers from it. Dr.
García's private secretary was arrested and held incommunicado for five
days in a facility of the Army Intelligence Service.
Finally, the car belonging to Deputy Jorge del Castillo was
severely damaged; the soldiers took from it important documents
pertaining to Dr. García's legal defense.
B. The
status of the Judiciary subsequent to the events of April 5, 1992
After April 5, 1992, the Government of Peru declared that the
Judiciary was being reorganized. As
part of that process, a decree was issued removing the justices of the
Supreme Court, the judges of the Tribunal of Constitutional Guarantees
and the members of the National and District Judicial Benches.
Under the same decree, the Attorney General of the Nation, the
Comptroller General of the Republic and 134 people serving as superior
court judges, superior court prosecutors, district court judges,
provincial prosecutors and juvenile court judges were removed from their
positions.
Another measure adopted by the Government was to close judges'
chambers and the Office of the Government Attorney for a period of 10
working days, leaving only the examining judges and assigned prosecutors
functioning. Thus, because
of the total paralysis of judicial activities, citizens were unable to
file petitions of amparo and habeas corpus.
This situation affected, in particular, the wife of Dr. Alan García
Pérez, who on several occasions attempted to file a petition of habeas
corpus on behalf of the former president.
Specifically on April 12, she went to the Palace of Justice, in
the company of her children, but her entry was blocked by the Army
soldiers surrounding the building.
The judge of the assigned examining court, with whom Mrs. García
had spoken by phone, offered to come out to receive the petition, but
did not follow through with her offer.
On April 13, Mrs. García went back to the Palace of Justice and
was again stopped by Army soldiers.
On April 14, she was not only denied entrance but the police
threw tear gas, forcing Mrs. García to retreat.
C. Criminal
charges brought against former President Alan García for illegal
possession of weapons
On April 14, 1992, the Government of Peru passed Ministerial
Resolution 385-92 IN/DM, published the following day in the El
Peruano official gazette, authorizing the public prosecutor to file
criminal charges against Alan García for the crime of illegal
possession of firearms. The charge was the result of a search conducted by Army
soldiers at the offices of the Aprista Party, of which Dr. Alan García
was Secretary General. There
they allegedly had discovered firearms, munitions and explosives.
The search was done in the presence of a military prosecutor who
had no jurisdiction for raids of this kind.
There was no court order and no civil prosecutor present even
though a civil prosecutor would later sign the search report, thereby
sanctioning the operation conducted.
On April 30 that year, a second Ministerial Resolution, No.
0435-92-IN/DM, was published in the El Peruano.
Dated April 29, that resolution ordered that the Public
Prosecutor institute a second criminal case against Dr. Alan García for
illegal possession of weapons. This
case was based on the alleged discovery of firearms at Alan García's
home on the night his residence was assaulted by army soldiers.
As had happened in the previous case, the search was conducted
without a court order and without the presence of a prosecutor, in
violation of the provisions of the law in effect.
Subsequently, the wife of former President García Pérez
presented the licenses for the firearms seized by the Army.
She also clarified that one of the weapons seized was an old
"Pukuna" rifle that had been a gift from the General Commander
of the Army and another rifle that had been a gift from the Government
of Nicaragua, both at the time when Dr. Alan García Pérez was
President of the Republic. They were in their cartridge holders at the time, unloaded
and in plain view, in an area of the house.
D. The
case for unlawful enrichment
Once the new constitutional president, Alberto Fujimori, was in
office, a congressional inquiry was instituted against Alan García.
As a result of that inquiry, impeachment proceedings were
conducted for the alleged crime of unlawful enrichment.
Those proceedings ended on October 19, 1991, with Senate
Resolution No. 1189-91, which declared the case "admissible".
With that, the accused was suspended from his office as Senator
for life, under the provisions of Article 184 of the Constitution,
making him "subject to prosecution."
The impeachment case was based on the following charges against
the former president:
a. a lack
of proportion in his assets during his time in public office, as there
was an unjustified increase in his assets;
b. presumptions
of an even greater gap between income and expenditures by reason of the
possible existence of bank accounts abroad;
c. presumptions
of his direct involvement in the decision to invest reserves of the
Central Bank of Peru in the BCCI, transactions that would have involved
bribes;
d. presumptions
of his direct involvement in reducing the purchase of Mirage aircraft,
under the Jupiter I, Jupiter II and Jupiter III contracts, which may
have been coupled with a sale of aircraft manufactured for Peru but sold
to third parties, which would have generated personal profits for Dr.
García.
When the impeachment file was sent to the Attorney General of the
Nation, the latter instituted criminal proceedings before the Second
Chamber of the Supreme Court, for the crime of unlawful enrichment, with
the State as the aggrieved party. The
Attorney General based that decision on item a) of the articles of
impeachment, in other words the undue increase in Dr. García Pérez'
assets during his time in public office.
Items b), c) and d) of the articles of impeachment were dismissed
since the pertinent criminal law had been changed under the new Code,
where indications are defined as "signs, presumptions,
circumstances revealing something that is hidden or instrumental in
uncovering actual proof, but not inherent in the nature of the criminal
offense of unlawful enrichment."
Hence, the Attorney General concluded that the facts contained in
points b), c) and d) of the Impeachment were suspicions that were not
part of what constitutes the crime and did not corroborate guilt.
Once the Criminal Section of the Supreme Court had received the
case, the Examining Justice (charged with investigating the allegations)
was appointed. After
examining the terms of the case, he ruled under Article 77 of the Code
of Criminal Procedure that no pre-trial hearing should be held, and
ordered that the case be filed permanently.
When the decision of the Examining Justice was appealed, the case
was presented to the Special Correctional Tribunal of the Supreme Court,
which upheld the denial of the request to open preliminary proceedings.
Both the Public Prosecutor and the Supreme Prosecutor for Civil
Matters filed petitions requesting that the decision be vacated based on
procedural violations (recurso de nulidad), but their petitions were
denied. The Office of the
Attorney General and the Office of the State's Attorney then filed an
appeal (recurso de queja) with the First Criminal Chamber of the Supreme
Court. On January 29, 1992,
the First Criminal Chamber of the Supreme Court declared both petitions
unfounded.
Thus, the original decision taken by the Examining Justice became
res judicata once the petitions to vacate the original decision and the
appeal were denied.
However, since the measures adopted by President Fujimori
starting on April 5, 1992, attempts had been made to reopen that case
and another new criminal case has been instituted based on the articles
of impeachment that were originally dismissed by the Attorney General on
the grounds that they did not constitute crimes.
In effect, on July 15, 1992, the Public Prosecutor designated by
President Fujimori filed a petition with the Criminal Chamber of the
Supreme Court to have the decision by the Examining Justice nullified,
particularly that part of the decision that refused to allow preliminary
proceedings to be instituted against former President Alan García.
Through a Supreme Resolution dated September 11, 1992, the
Government of Peru designated and authorized the Public Prosecutor to
"institute, prosecute, and finalize ... the legal and judicial
proceedings against the former president..." for the matters
contained in the Senate resolution that authorized prosecution of Alan
García and that were originally dismissed by the former Attorney
General of the Nation.
Once the complaint was formally entered, the provisional Attorney
General of the Nation instituted the corresponding criminal proceeding.
Once the Supreme Court Examining Justice was designated, he
submitted his decision on September 23, 1992, ordering that preliminary
proceedings be instituted against Dr. Alan García for the crime of
unlawful enrichment.
On November 23, 1992, the Supreme Court' Special Correctional
Tribunal voided any action taken on the basis of the decision -adopted
by this Tribunal's previous members- denying the initiation of
preliminary proceedings against Alan García. On March 17, 1993, the
Supreme Court' Special Criminal Chamber voided the decision denying the
institution of preliminary proceedings and ordered the opening of these
proceedings.
E. Congressional
immunity and the right to impeachment proceedings
At the end of his term as President of the Nation, on July 28,
1990, Dr. Alan García Pérez became a Senator for life, under the terms
of the 1979 Constitution.
Under Resolution No. 1189-91 the Senate decided to adopt the
articles of impeachment against the former president and, as a
consequence, decided to lift his congressional immunity so that he might
be prosecuted in accordance with the law.
Once the judicial inquiry process ended with the Supreme Court's
final ruling confirming the refusal of the order to institute a
preliminary inquiry against former President Alan García Pérez, the
Officers of the Senate officially restored his congressional privileges
on March 20, 1992. Thus,
the former president once again enjoyed Congressional immunity and, with
it, all the rights that the Constitution and laws of Peru accord to
Senators for life.
However, his status as a Senator for life and the immunities that
go with that were not acknowledged in the new proceedings instituted
against him.
In effect, even though Article 176 of the 1979 Peruvian
Constitution, which was in force until December 31, 1993, provides that
senators and deputies may neither be tried nor arrested without the
prior authorization of the Chamber of which they are a member, since
April 5, 1992 two criminal proceedings have been instituted against Dr.
Alan García based on the alleged commission of the crime of illegal
possession of weapons. In
neither case was proper Senate authorization sought.
Moreover, in the new criminal case brought against the former
president for the crime of unlawful enrichment, there was no
constitutional impeachment proceeding beforehand, as required under
articles 183 and 184 of the 1979 Constitution, in effect at the time.
IV. OBSERVATIONS
OF THE PARTIES
A. Position
of the Government
1. Exhaustion
of remedies under domestic law
The Government of Peru alleged that in the instant case, the
remedies under domestic law had not been exhausted and hence, in keeping
with the provisions of Article 46.1.a of the Convention, the petition
should be ruled inadmissible.
The Government also noted that the handling of the unlawful
enrichment case had not been completed in the local court and thus,
before proceeding to examining the conduct of the Peruvian state, the
Commission should wait for the final outcome of the remedies under
domestic law.
As regards the other alleged violations, particularly violations
of personal liberty, right to privacy, and violations relating to the
alleged illegal handling of two counts of illegal possession of
firearms, the Government furnished no observation whatsoever.
2. Merits
of the case
The Government of Peru refuted the facts denounced by the
petitioners, that there was no order to forcibly arrest Dr. García Pérez
on the night of April 5, 1992. Quite
the contrary, the order that the Army soldiers received was to stand
guard over the residence of the former president to prevent any possible
disturbance of law and order. However,
because of the evidence that there were arms and men bearing arms within
the residence of Dr. García Pérez, "in order to prevent any
criminal attempts, elements of the forces of law and order seized the
weapons and explosives inside that residence and took the necessary
precautions to protect the individuals from any danger."
Moreover, the Government of Peru denied that there had been any
violation of the residence of the former president or that the children
and wife of Dr. Alan García had been held incommunicado for four days. It stated that "the forces of law and order remained in
the immediate vicinity in order to provide the residence with the
necessary security and to prevent any attempt capable of being used or
magnified to the detriment of the forces of law and order or the
established order."
The Government of Peru argued that the impeachment proceedings
that resulted in Senate Resolution No. 1189-91 declaring that there were
grounds to prosecute former president Alan García Pérez for the
commission of unlawful enrichment, with the state as the aggrieved
party, had properly substantiated that the former president did indeed
have undeclared foreign bank accounts; that he had been instrumental in
the decisions to invest the reserves of the Central Bank of Peru in the
BCCI, transactions that would have involved bribes; and that he had
participated in the decision to reduce the number of Mirage aircraft
that Peru purchased from the Government of France under the Jupiter I,
II and III contracts, transactions from which the former president would
have profited financially. However,
the Government alleged, when the articles of impeachment were sent to
the Office of the Public Prosecutor, the former Attorney General of the
Nation, Dr. Pedro Méndez Jurado, did not include any of the alleged
facts in the case against the former president before the Criminal
Chamber of the Supreme Court. Hence,
the Government reasoned, the former Attorney General failed to comply,
first of all, with the binding order to "prosecute" Alan García,
once the Senate declared that there were grounds for prosecution
(Article 184 of the 1979 Constitution) and, secondly, with his
obligation to "bring all ...civil and criminal actions... against
the President of the Republic, senators and deputies ... once the Senate
has declared that there are grounds for prosecution" (Article 66,
paragraph 2, of the Organic Law of the Attorney General's Office).
And so, both the Public Prosecutor and the Attorney General of
the Nation brought a new criminal case against former President Alan
García on the grounds that Article 184 of the 1979 Constitution of Peru
does not empower the judiciary to decide whether or not to institute a
legal inquiry. Quite the contrary, the constitutional mandate is imperative;
in other words, once the Senate has declared that there are grounds for
prosecution, the Judiciary must institute the inquiry.
Moreover, it argued, the function of the Attorney General under
Article 66, paragraph 2 of the Organic Law of the Attorney General's
Office, which is to prosecute high-ranking public officials, must be
carried out. Hence, because
of the way the two laws function, inasmuch as the Senate authorized
proceedings, the Attorney General of the Nation was obliged to institute
the proper criminal prosecution and the Judiciary was obliged to
institute the examining phase. The
purpose of the examining phase is to investigate the alleged crimes
being charged and determine whether the accused is in any way
implicated. Hence, the
inquiry into the case in no way signifies that the Judiciary is
convicting the accused before any trial is even held.
Using these arguments, the Government of Peru alleged that this
criminal action brought by the Attorney General of the Nation against
former President Alan García was based on articles of the Constitution
and the provisions of the Statute of the Office of the Attorney General,
which require that a criminal case be filed against the high-ranking
official, in this case a Senator, and that the examining phase be
instituted when the Senate, after hearing the articles of impeachment
prepared by the Chamber of Deputies, declares that there are grounds for
prosecution under the terms prescribed by law.
As for the question of res judicata, the Government of
Peru, in a writ from the Attorney General of the Nation, states that the
principle of res judicata "is not applicable in the instant
case, since res judicata exists when an adversarial proceeding
before a judge or court has resulted in a ruling that is final and thus
not subject to appeal except in the very exceptional cases where review
is permissible." Hence, the Government contends, there are two prerequisites
for res judicata: the existence of an adversarial proceeding and
the culmination of that proceeding in the form of a final sentence.
As for the first point, the Government contends that the decision
handed down by the former Supreme Court Examining Justice denying the
request to institute proceedings against Dr. Alan García Pérez
"does not constitute res judicata" inasmuch as it was
not the result of a "court inquiry into the merits of the facts
duly [alleged] by the National Congress in the preliminary hearing
conducted in accordance with articles 183 and 184 of the National
Constitution."
The Government further asserts that criminal charges must be
dismissed in the proceeding itself when, because it has become obvious
that no crime has been committed or that the accused is not the guilty
party, the proceeding is terminated with effects analogous to an
acquittal. Hence, the Government argues, a dismissal, whether without
prejudice or permanent, must be the outcome of a legal proceeding; in
other words, it must come once the examining phase has already started
and never before it. The
Government argues that the principle of res judicata was not
violated in the case of former President Alan García because the ruling
that disallowed the institution of an inquiry was not a definitive stay
of proceedings inasmuch as it was not the outcome of a proceeding
("court inquiry into the merits of the facts duly [alleged]").
The Government of Peru also asserts that there is no "new
trial" against Alan García but rather an "amplification"
of the first trial, since the facts involved are the very ones that were
the basis of the articles of impeachment and that the former Attorney
General of the Nation subsequently failed to include in the indictment
presented before the Criminal Chamber of the Supreme Court.
B. Position
of the petitioners
1. Exhaustion
of remedies under domestic law
The petitioners alleged that they were really hindered in their
efforts to seek remedy under the domestic law as there was absolutely no
judicial activity on the days after April 5, 1992.
In their statements to the Commission, the petitioners in fact
claimed that on several occasions Dr. Alan García Pérez's wife
attempted to file a habeas corpus petition on behalf of the
former President. Those
attempts were frustrated by Army soldiers stationed at the Palace of
Justice who not only prevented her from entering, but also prevented her
from making any contact with the judges on duty.
They also stated that, as soon as judicial activity resumed, the
appeals filed locally to protect the rights of Dr. Alan García proved
to be totally ineffective insofar as they were repeatedly dismissed with
insubstantial arguments or based on purely procedural considerations.
Finally, the petitioners claimed in all of their statements that
since April 5, 1992, decisions by the Executive Branch have continued to
interfere with the Judiciary in Peru.
Apart from replacing judges by decree, the Executive Branch has
also influenced decisions handed down by the courts.
The petitioners repeatedly stated that Peru has failed to
guarantee its citizens the right to a hearing by an independent and
impartial court.
Using the aforementioned reasoning, they asked the Commission
that, invoking the exemptions provided for in Article 46.2 in terms of
exhausting local remedies, it should rule the case admissible and then
consider its merits.
2. Merits
of the case
Firstly, the petitioners emphasized that nowhere in its various
presentations does the Government deny the charges of human rights
violations committed against former President Alan García, his wife and
children. Quite the
contrary, it justifies the measures taken by the Army and then simply
discusses the existence or nonexistence of res judicata and
double jeopardy in the cases being prosecuted against former President
Alan García Pérez for the crime of unlawful enrichment.
The petitioners argue that under Peruvian law, res judicata
does not come about solely by virtue of a court ruling.
Indeed, under Article 2, subparagraph 20 LL of the 1979 Peruvian
Constitution, "amnesty, pardon, permanent dismissals and
prescriptions are to have the effect of an adjudicated matter."
The petitioners further point out that under Article 233.2 of the
Constitution, one of the guarantees of the administration of justice is
that "decisions that have acquired the authority of res judicata
must be enforced."
The petitioners also assert that if the basis of a decision is
the very basis that can be used to substantiate an acquittal and if that
decision is reviewed by successive courts and ends up being adopted or
confirmed by any one of them that has the jurisdiction and competence to
order acquittal or to convict, then res judicata applies.
Thus, once a decision ordering that a criminal case be filed
because the facts alleged are not codified as criminal offenses is
upheld on appeal, it becomes final and has the authority of res
judicata.
The case prosecuted against Dr. Alan García for the crime of
unlawful enrichment ended with a ruling or order from the Supreme Court
Examining Justice to the effect that no inquiry was to be instituted
because the facts alleged did not have sufficient merit and were not
codified as offenses under criminal law.
That decision was confirmed by the Special Correctional Tribunal
of the Supreme Court. When an appeal was filed to have that decision vacated, the
appeal was considered legally unfounded.
When an appeal was filed, it was declared unsubstantiated by the
First Criminal Chamber of the Supreme Court.
Given those facts, the petitioners argue, the ruling ordering
that an inquiry not be instituted became res judicata.
The foregoing notwithstanding, the petitioners allege, on
September 11, 1992, by decision of the Council of Ministers, the Public
Prosecutor was authorized to request the Attorney General of the Nation
to institute a new criminal action against former President Alan García
for the crime of unlawful enrichment, thereby violating the principle of
res judicata.
The petitioners further contend that the principle of res
judicata was violated by the Supreme Court decision to nullify the
Supreme Court Examining Justice's decision against instituting an
inquiry, a decision that was confirmed by the Supreme Court itself with
its previous membership.
The petitioners reason that once that case was reopened and since
a new criminal action was instituted, there are in effect two cases in
progress against Dr. Alan García, based on the same facts and accusing
him of the same crime.
Finally, the petitioners argue that instituting a new trial
against the former president, without impeachment proceedings being
conducted in accordance with the provisions of articles 183 and 184 of
the 1979 Constitution, contravened the proper proceedings before the
previously established competent court, that is to say the rule that
prohibits removal of a case from its legally pre-established
jurisdiction.
VI. GENERAL
CONSIDERATIONS
A. The
Competence of the Commission and the formal requirements of
admissibility
The Inter-American Commission on Human Rights is competent to
take up the instant case as it concerns violations of human rights
recognized in articles 7, 8, 11, 19 and 25 of the American Convention on
Human Rights.
The present petition satisfies the formal requirements of
admissibility stipulated in Article 46 of the Convention and in Articles
32, 37, 38 and 39 of the Commission's Regulations.
In effect, the petition contains the data of the petitioner, a
description of the facts alleged to be violations of human rights
protected by the Convention, the identity of the government alleged to
be responsible for the alleged violation, and exact information on the
resources used in the domestic jurisdiction.
The complaint is not pending settlement in any other procedure
under an international governmental organization and does not
essentially duplicate a petition pending or already examined and settled
by the Commission.
As to the proceedings set forth in article 48 1.f of the
Convention, neither the Government nor the petitioners expressed their
willingness to reach a friendly solution in the present case.
Article 46.1.a of the Convention states that for a petition or
communication submitted to the Commission under Article 44 or 45 of the
Convention to be admissible, the remedies under domestic law must have
been pursued and exhausted in accordance with generally recognized
principles of international law.
The Inter-American Court of Human Rights has stated that
"the rule of prior exhaustion of domestic remedies allows the State
to resolve the problem under its internal law.
Before being confronted with an international
proceeding...".[1]
However, this right of the State to resolve an alleged human
rights violations using its own remedies and within its own courts
implies an obligation to provide those remedies in accordance with
generally recognized principles of international law.[2]
Accordingly, the Inter-American Court has also stated that
"the rule of prior exhaustion of domestic remedies under the
international law of human rights has certain implications that are
present in the Convention. Under
the Convention, States Parties have an obligation to provide effective
judicial remedies to victims of human rights violations (Article 25),
remedies that must be substantiated in accordance with the rules of due
process of law (Article 8.1), all in keeping with the general obligation
... to guarantee the free and full exercise of the rights recognized by
the Convention to all persons subject to their jurisdiction (Art.
1)".[3]
Thus, the rule requiring exhaustion of domestic remedies
presupposes that a State is not only obliged to offer effective judicial
remedies but also to guarantee that those remedies can be used in
respect of the provisions of due process.
This is because the very effectiveness of the remedies largely
depends on the fact that the proper guarantees will be observed when
those remedies are processed.
Article 46.2 of the Convention states that the requirement of
exhaustion of the remedies under domestic law shall not apply when the
following conditions obtain: |